Platform
Self-serve compliance operations for policies, risk assessments, training, and audit evidence.
- Policy and procedure workspace
- Audit vault and evidence tracking
- Training and attestations
Three ways in
Start where your compliance program actually is.
Use the platform, engage an advisor, or combine both into a single operating model.
Advisory
Senior compliance leadership without hiring a full-time executive before you are ready.
- Regulatory program design
- Sponsor-bank readiness
- Board and examiner support
Advisory + Platform
The complete package: expert judgment and operating software in one audit-ready system.
- Embedded expert oversight
- Live evidence collection
- One program, one source of truth
Platform
Compliance operations that don't live in scattered docs.
ComplyOne centralizes the work that sponsor banks, regulators, and internal teams ask for: policies, approvals, risk assessments, training records, and audit trails.
- Versioned policies and approvals
- Annual and event-driven risk assessments
- Export-ready audit evidence
- Task ownership and review history
Audit Vault · 142 records
01-14
BSA/AML Program v3.2 approved
✓
01-12
Q4 2024 OFAC review completed
✓
01-10
KYC refresher training · 12 staff
✓
01-08
SAR-2025-001 filed
✓
01-05
Sardine.ai vendor review approved
✓
INSIDE THE PLATFORM
27 POLICY TYPES
Generate regulator-ready
policies in hours, not weeks.
From BSA/AML to UDAAP to Fair Lending, the Policy Builder drafts every policy a fintech, MSB, or partner bank program is expected to have on file, scoped to your products, jurisdictions, and risk profile. Reviewed and approved by a senior compliance professional before it ever reaches a regulator. Nothing you'd hand to an examiner is left to a template.
Built In-House or Outsourced
$15K+
per policy · 4 to 6 weeks each
With the Policy Builder
Included
in your plan · live the same day
A complete program, not a single document
Most teams discover they're missing half their required policies during diligence. The Policy Builder covers the full set, BSA/AML through Fair Lending, so nothing surfaces as a gap during a sponsor-bank review.
Built on real regulatory frameworks
Every draft maps to FinCEN guidance, FFIEC exam manuals, OCC bulletins, CFPB rulemaking, and state-level MSB requirements, not generic boilerplate language.
Reviewed before it ever goes live
Every policy generated is reviewed, redlined, and signed off by a senior compliance professional before publication. Nothing reaches your audit vault without human sign-off.
Scoped to your actual risk
Product type, transaction volumes, customer segments, and jurisdictions shape every clause. A money transmitter and a card-issuing program don't get the same OFAC policy, and yours won't either.
Version-controlled and audit-ready
Every draft, edit, and approval is timestamped in the Audit Vault. When a regulator asks when a policy changed and who approved it, the answer is one click away.
Export-ready for any audience
Clean, formatted PDFs for sponsor bank diligence, board packets, or state examiner submissions, with no last-minute reformatting before a deadline.
Zero compromise on compliance rigour
Speed doesn't mean shortcuts. Every policy that goes live carries the same regulatory standing as a fully bespoke engagement, drafted faster and reviewed just as carefully.
app.complyone.tech/policy-builder
27 TYPES
Policy Builder: Select policy type
BUSINESS TYPE
Fintech / MSB
JURISDICTION
Federal + California
BSA/AML Compliance Policy
PENDING REVIEW
§1Purpose & Scope✓
§2Regulatory Basis✓
§3Risk-Based Procedures✓
§4Monitoring & Testing✓
§5Board Oversight✓
Select a policy type and hit generate
Draft ready the same day
AML & Financial Crime
Governance & Risk
Third-Party & Vendor Risk
Consumer Protection
Advisory Coverage
A named compliance lead who can help design controls, answer diligence questions, prepare regulatory materials, and keep the program moving.
0
controls reviewed
0
days to live
0
% evidence-driven
Advisory
A compliance expert in the room before the room gets expensive.
Bring in experienced compliance leadership when your business is growing faster than your internal compliance capacity. We help you become diligence-ready, examiner-ready, and board-ready.
- BSA/AML and consumer compliance leadership
- Sponsor-bank and MTL preparation
- Vendor selection and control design
Expertise and software as one program
When the platform and advisor work together, compliance gets easier to prove.
Your advisor runs the program inside ComplyOne, so the work, decisions, and evidence are captured as they happen.
Day 0 · 30 min free
01
Compliance Diagnostic
We map products, customers, sponsor relationships, and licensing footprint to the obligations that apply.
Day 7 · Written plan
02
Scoped Plan
You get a written plan for controls, gaps, and whether platform, advisory, or both fits best.
Day 14 · You're live
03
Live in 14 Days
Your workspace, policies, and Advisory coverage are live within two weeks.
How an engagement starts
Same three steps, whether you pick the platform, advisory, or both.
01
Compliance Diagnostic
Day 0 · 30 min free — We map products, customers, sponsor relationships, and licensing footprint to the obligations that apply.
02
Scoped Plan
Day 7 · Written plan — You get a written plan for controls, gaps, and whether platform, advisory, or both fits best.
03
Live in 14 Days
Day 14 · You're live — Your workspace, policies, and Advisory coverage are live within two weeks.
Founder-friendly compliance, with bank-grade discipline.
Teams use ComplyOne when they need more than a template and less friction than a traditional consulting engagement.
" ComplyOne is a game changer: fast, global, and built by someone who's been in the trenches. "
— Sid
Platform Customer · SuperStable
" From day one, we had more than just a compliance consultant. We had a partner who understood our journey. "
— Khalid
Advisory Client · ElevatePay
" Back when we were starting out, this is exactly what we needed. Built from real founder experience. "
— Bernardo
Advisory + Platform Client · BlindPay
Use what you need. Add more as you grow.
Every ComplyOne engagement can plug into the services below as one-off projects or ongoing support.
Mock Regulatory & Sponsor-Bank Audits
BSA/AML, OFAC, KYC/CIP, and UDAAP reviews with a fix-it roadmap.
Policy & Procedure Build-Out
Regulator-ready policies drafted, versioned, and approved in the platform.
BSA/AML Risk Assessments
Defensible inherent-vs-residual risk scoring across products and customers.
Sponsor Bank & MTL Readiness
Pre-stage questionnaires, evidence, and narratives before diligence begins.
Vendor & Sponsor-Bank Introductions
Warm intros to vetted vendors and sponsor banks that actually take the meeting.
Training & Attestation Programs
Role-based training assigned, tracked, and audit-defensible by design.
Built by people who have run the program, not just written the checklist.
Our Story & Mission
Anzar Dewani
“Every startup deserves to spend their time building great products, not wrestling with compliance paperwork.”
So we did the wrestling for them, first as advisors running programs, then as software making those programs scale.
ComplyOne was built by operators who have managed compliance programs, supported regulatory examinations, and navigated sponsor-bank diligence firsthand.
We understand what regulators expect, what partner banks require, and what growing fintechs need to move faster without compromising oversight.
ComplyOne was built by operators who have managed compliance programs, supported regulatory examinations, and navigated sponsor-bank diligence firsthand.
We understand what regulators expect, what partner banks require, and what growing fintechs need to move faster without compromising oversight.
Anzar Dewani
“Every startup deserves to spend their time building great products, not wrestling with compliance paperwork.”
So we did the wrestling for them, first as advisors running programs, then as software making those programs scale.
Talk with a compliance expert.
Whether you're preparing for sponsor-bank diligence, building your first compliance program, or scaling an existing one, we'll help you identify the right path forward.